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China is the world's oldest continuous major civilization,
with written records dating back about 3,500 years and
with 5,000 years being commonly used by Chinese as the
age of their civilization. Successive dynasties developed
systems of bureaucratic control, which gave the agrarian-based
Chinese an advantage over neighboring nomadic and mountain
dwelling cultures. The development of a state ideology
based on Confucianism (100 BC) and a common system of
writing (200 BC) both strengthened Chinese civilization.
Politically, China alternated between periods of political
union and disunion, and was often conquered by external
ethnicities, of which many were eventually assimilated
into the Chinese identity. These cultural and political
influences from many parts of Asia as well as successive
waves of immigration and emigration merged to create
the familiar image of Chinese culture and people today.
Prehistoric Times
China was inhabited more than a million years ago by
Homo erectus: the excavations at Yuanmou and later Lantian
show early habitation; however, any connection between
these people and modern Chinese is tentative. The Homo
sapiens or modern human might have reached China about
65,000 years ago from Africa. Early evidence for proto-Chinese
rice paddy agriculture dates back to about 6000 BC and
the Peiligang culture of Xinzheng county, Henan. Withagriculture
came increased population, the ability to store and
redistribute crops, and to support specialist craftsmen
and administrators: in short, civilization as we know
it. In late Neolithic times, the Huanghe valley began
to establish itself as a cultural center, where the
first villages were founded; the most archaeologically
significant of those was found at Banpo, Xian.
Ancient Chinese History
Sima Qian, a renowned Chinese historiographer from
the 2nd century BC, began his account of Chinese history
with the Three Periods (Chinese: Èý´ú£»pinyin:
s¨¡nd¨¤i; sometimes erroneously
translated as 'Three Dynasties'), the Xia, the Shang
and the Zhou.
Sima Qian's account, Records of the Grand Hisorian,
dates the founding of the Xia to some 4,000 years ago,
but this date has not yet been corroborated. Some archaeologists
connect the Xia to excavations at Erlitou in central
Henan province, where a bronze smelter from around 2000
BC was unearthed. Early markings from this period, found
on pottery and shells, have been alleged to be ancestors
of modern Chinese characters, but such claims are unsupported.
With no clear written records to match the Shang oracle
bones or the Zhou bronze vessel writings, the Xia remains
poorly understood.
Archaeological findings provide evidence for the existence
of the Shang dynasty (ca. 1600-1046 BC), and the archaeological
evidence is divided into two sets. The first, from the
earlier Shang period (ca. 1600 to 1300) comes from sources
at Erligang, Zhengzhou and Shangcheng. The second set,
from the later Shang or Yin period, consists of a large
body of oracle bone writings. Anyang in modern day Henan
has been confirmed as the last of the six capitals of
the Shang (ca. 1300-1046 BC).
Chinese historians living in later periods were accustomed
to the notion of one dynasty succeeding another, but
the actual political situation in early China is known
to have been much more complicated. Hence, as some scholars
of China suggest, the Xia and the Shang can possibly
refer to political entities that existed at the same
time, just as the later Zhou (successor state of the
Shang), is known to have existed at the same time as
the Shang.
By the end of the 2nd millennium BC, the Zhou began
to emerge in the Huanghe valley, overrunning the Shang.
The Zhou appeared to have begun their rule under a semi-feudal
system. Nevertheless, power became decentralized during
the Spring and Autumn Period when regional feudal lords
began to assert their power, absorb smaller powers,
and vie for hegemony. The Hundred Schools of Thought
of Chinese philosophy blossomed during this period and
such influential intellectual movements as Confucianism,
Daoism, Legalism and Mohism were founded. After further
political consolidation, seven prominent states remained
by the end of 5th century BC, and the years in which
these few states battled each other is known as the
Warring States period. Though there remained a nominal
Zhou king until 256 BC, he was largely a figurehead
and held little real power.
Meanwhile, neighboring territories of these warring
states were gradually annexed, including areas of modern
Sichuan and Liaoning, and governed under the new local
administrative system of Commandery and prefecture (¿¤¿h),
which had been in use since the Spring and Autumn Period
and was very loosely a primitive prototype of the modern
system of Sheng & Xian (province and county). The
final expansion in this period began during the reign
of Ying Zheng, the king of Qin. His unification of the
other six powers, and further annexations in the modern
regions of Zhejiang, Fujian, Guangdong and Guangxi in
214 BC enabled him to proclaim himself the First Emperor
(Shi Huangdi), forming the first Chinese empire under
the Qin Dynasty.
The Chinese Empire
The word China was probably derived from "Chin"
(Qin).
Though the unified reign of the Qin Emperor lasted
only 12 years, he managed to subdue great parts of what
constitutes the core of the Han Chinese homeland and
to unite them under a tightly centralized Legalist government
seated at Xianyang (in modern Xian). His sons, however,
were not as successful; as soon as the Qin reign ended,
the Qin imperial structure collapsed.
The Han Dynasty emerged in 202 BC; it was the first
dynasty to embrace Confucianism, which became the ideological
underpinning of all regimes until the end of imperial
China. Under the Han dynasty, the Chinese civilization
made great advances in historiography, arts and science.
Emperor Wu of Han China (Han Wudi) consolidated and
extended the Chinese empire by pushing back the Xiongnu
(sometimes identified with the Huns) into the steppes
of modern Inner Mongolia and wrested the modern areas
of Gansu, Ningxia and Qinghai from the Xiongnu; this
enabled the first opening of trading connections between
China and the occident: the Silk Road.
Nevertheless land acquisitions by elite families had
gradually drained the tax base. In AD 9 the usurper
Wang Mang founded the short-lived Xin Dynasty and started
an extensive program of land reform and innovative monetary
and economic reforms. These programs, however, were
never supported by land-holding families; and, though
they favored the peasant and lesser gentry, the instability
they produced brought on chaos and uprisings. Emperor
Guangwu of Han China reinstated the Han dynasty with
the support of land-holding and merchant families at
Luoyang, east of Xian; hence the new era is termed the
Eastern Han Dynasty. Han power declined again in the
midst of land acquisitions, invasions and struggles
of consort clans and eunuchs. The Yellow Turban Rebellion
broke out in AD 184, ushering in an era of warlords.
In the ensuing turmoil, three states tried to gain predominance
in the Period of the Three Kingdoms, a time that has
since been greatly romanticized in works such as Romance
of the Three Kindoms.
Though these three kingdoms were reunited temporarily
in AD 280 by the (Western) Jin dynasty, the contemporary
non-Han Chinese (Wu Hu) groups ravaged the country in
the early 4th century and provoked large-scale Han Chinese
migrations to south of the Chang Jiang. In 303 the Di
people rebelled and later captured Chengdu. Under Liu
Yuan the Xiongnu rebelled near today's Linfen County;
his successor Liu Cong captured and executed the last
two Western Jin emperors. More than Sixteen states were
established by these ethnic groups. The chaotic north
was temporarily unified by Fu Jian who was defeated
at the Battle of Feishui when he attempted to invade
South China. Later on, Emperor Taiwu of Northern Wei
reunified north China again, marking the beginning of
the Northern Dynasties, a sequence of local regimes
ruling over regions north of Chang Jiang.
Along with the refugees from the North, Emperor Yuan
of Jin China reinstated the Jin regime at Nanjing in
the south; from this came the sequence of Southern dynasties
of Song, Qi, Liang and Chen, which all had their capitals
at Jiankang (near today's Nanjing). As China was ruled
by two independent dynasties, one in the south and the
other in the north, this is called the era of Southern
and Northern Dynasties. The short-lived Sui Dynasty
managed to reunite the country in AD 589 after almost
300 years of disjunction.
In AD 618, the Tang dynasty was established, opening
a new age of prosperity and innovations in arts and
technology. Buddhism, which had slowly seeped into China
in the first century, became the predominant religion
and was widely adopted by the royal family. Changan
(modern Xian), the national capital, is thought to have
been the world's biggest city. The Tang and Han are
often referenced as the prosperous ages of China; the
Tang, like the Han, established jurisdiction on trade
routes. However, the Tang dynasty declined in the end,
eventually succumbing to the ambitions of warlords;
another time of political chaos followed, the Five dynasties
and the Ten kingdoms.
In AD960, the Song Dynasty (960-1279) gained power
over most of China and established its capital in Kaifeng,
establishing a period of economic prosperity, while
the Khitan Liao Dynasty ruled over Manchuria and eastern
Mongolia. In AD 1115 the Jurchen Jin Dynasty (1115-1234)
emerged to prominence, annihilating the Liao Dynasty
in 10 years. It also took power over northern China
and Kaifeng from the Song Dynasty, which moved its capital
to Hangzhou. The Southern Song Dynasty also suffered
the humiliation of having to acknowledge the Jin Dynasty
as formal overlords. In the ensuing years China was
divided between the Song Dynasty, the Jin Dynasty, and
the Tangut Western Xia. Southern Song was a period of
great technological development which can be explained
in part by the military pressure that it felt from the
north.
Mongols
The Jin Dynasty was defeated by the Mongols, who then
proceeded to defeat the Southern Song in a long and
bloody war ¡ª the first war ever in which
firearms played an important role. A period of peace
began for nearly all of Asia. This era, called the Pax
Mongolica, made it possible for adventurous Westerners,
like Marco Polo, to travel all the way to China and
to bring the first reports of its wonders to their unbelieving
compatriots. In China, the Mongols were divided between
those who wanted to remain focused on the steppes and
those who wanted to adopt the customs of those they
conquered. Kublai Khan, being of the latter group, established
the Yuan Dynasty (meaning "first"). This was
the first dynasty to rule the whole country with Beijing
as its capital. (Beijing had been ceded to Liao in AD
938 with the 16 Prefectures of Yan Yun (Ñàë
Ê®ÁùÖÝ);
before that, it had been the capital of the Jin, who
did not rule all of China.
Revival of Chinese Culture
Among the populace, however, there were strong feelings
against the rule of the "foreigner" (known
as Da Zi), which finally led to peasant revolts; Mongolian
rule was pushed back to the steppes and replaced by
the Ming Dynasty in 1368. This dynasty started out as
a time of renewed cultural blossoming: Arts, especially
the porcelain industry, reached an unprecedented height;
Chinese merchants explored all of the Indian Ocean,
reaching East Africa with the voyages of Zheng He (original
name Ma Sanbao ñRÈý±£).
A vast navy was built, including four-masted ships displacing
1,500 tons; there was a standing army of 1 million troops.
Over 100,000 tons of iron per year were produced. Many
books were printed using movable type. Some would argue
that Ming was the most advanced nation on Earth.
Zhu YuanZhang, (Hongwu Emperor of China or Hong-wu)
the founder of the dynasty, laid the foundations for
a state little interested in commerce and more interested
in extracting revenues from the agricultural sector.
Perhaps because of the Emperor's background as a peasant,
the Ming economic system emphasized agriculture, unlike
that of Song, which had preceded the Mongolian and relied
on traders and merchants for revenues. Neo-feudal land
holdings of Song and Mongol period were expropriated
with the establishment of the Ming. Great landed estates
were confiscated by the government, fragmented, and
rented out; and private slavery was forbidden. Consequently,
after the death of Yongle Emperor of China, independent
peasant landholders predominated in Chinese agriculture.
These laws might have paved the way to social harmony
and removed the worst of the poverty during the previous
regimes. The laws against the merchants and the restrictions
under which the craftsmen worked, remained essentially
as they had been under the Song, but now the remaining
foreign merchants before Ming era also fell under these
new laws, and their influence quickly dwindled.
The emperor's role became even more autocratic, although
Zhu Yuanzhang necessarily continued to use what he called
the Grand Secretaries to assist with the immense paperwork
of the bureaucracy, which included memorials (petitions
and recommendations to the throne), imperial edicts
in reply, reports of various kinds, and tax records.
During the Mongol rule, the population had dropped 40
percent, to an estimated 60 million. Two centuries later
it had doubled. Urbanization thus progressed as population
grew and as the division of labor grew more intricate.
Large urban centers, such as Nanjing and Beijing contributed
to the growth of private industry as well. In particular,
small-scale industries grew up, often specializing in
paper, silk, cotton, and porcelain goods. For the most
part, however, relatively small urban centers with markets
proliferated around the country rather than growth being
concentrated in a few large cities. Town markets mainly
traded food with some necessary manufactures such as pins
or oil.
Ming: from exploration to isolation
Despite the xenophobia and intellectual introspection
characteristic of the increasingly popular new school
of neo-Confucianism, China under the early Ming Dynasty
was not isolated; foreign trade and other contacts with
the outside world, particularly with Japan, increased
considerably. Emperor Yongle strenuously tried to extend
China's influence beyond her borders by encouraging
other rulers to send ambassadors to China to present
tribute. The Chinese armies conquered Annam while the
Chinese fleet sailed the China seas and the Indian Ocean,
cruising as far as the east coast of Africa. The Chinese
gained a certain influence over Turkestan. The maritime
Asian nations sent envoys with tribute for the Chinese
emperor. Domestically, the Grand Canal was expanded
to its farthest limits and proved to be a stimulus to
domestic trade.
The most extraordinary venture during this stage,
however, was the dispatch of Zheng He's seven naval
expeditions, which traversed the Indian Ocean and the
Southeast Asian . An ambitious Muslim eunuch of Mongol
descent and a quintessential outsider in the establishment
of Confucian scholar elites, Zheng He led seven maritime
expeditions from 1405 to 1433 with six of them under
the auspices of Emperor Yongle, probing down into the
South Seas, across the Indian Ocean, and perhaps as
far as the Cape of Good Hope. His appointment in 1403
to lead a sea-faring task force was a triumph of the
commercial lobbies that sought to stimulate conventional
trade, not Mercantilism. The interests of the commercial
lobbies and those of the religious lobbies were also
linked: both were in conflict with the neo-Confucian
sensibilities of the scholarly elite. Religious lobbies
encouraged commercialism and exploration to divert state
funds from the anti-clerical efforts of the Confucian
scholar gentry. The first expedition in 1405 consisted
of 62 ships and 28,000 men ¡ª then the largest
naval expedition in history. Zheng He's multi-decked
ships carried up to 500 troops but also cargoes of export
goods, mainly silks and porcelains, and brought back
foreign luxuries such as spices and tropical woods.
By the end of the 15th century, Chinese imperial subjects
were forbidden from either building oceangoing ships
or leaving the country. The consensus among historians
of the early 21st century is that this measure was taken
in response to piracy. In any case, restrictions on
emigration and shipbuilding were largely lifted by the
mid-17th century.
The Qing Dynasty
The last dynasty was established in 1644, when the Manchus
overthrew the native Ming dynasty and established the
Qing (Ching) dynasty with Beijing as its capital. The
Manchus over the next half-century consolidated control
of many areas originally under Ming, including Yunnan,
and further stretched their sphere of influence over
Xinjiang, Tibet and Mongolia at great expense in blood
and treasure. The success of the early Qing period was
based on the combination of Manchu martial prowess and
traditional Chinese bureaucratic skills.
Some historians have viewed the Qing as continuing the
decline started in the Ming, while others have argued
that the early and mid-Qing were periods of growth rather
than decline.
Emperor Kanxi commanded the most complete dictionary
of Chinese characters ever put together at the time,
and under Emperor Qianlong, the compilation of a catalogue
of all important works on Chinese culture was made.
The Qing Dynasty also continued the growth of popular
literature such as the Dream of the Red Mansion. Agricultural
advances such as triple cropping of rice and the introduction
of new crop types discovered in the New World (in particular
corn) enabled the population of China to more than double
from between 180 million in 1700 to 400 million in 1800.
During the 19th century, Qing control weakened, and
prosperity diminished. China suffered massive social
strife, economic stagnation, explosive population growth,
and Western penetration and influence. Britain's desire
to continue its illegal opium trade with China collided
with imperial edicts prohibiting the addictive drug,
and the First Opium War erupted in 1840. China lost
the war; subsequently, Britain and other Western powers,
including the United States, forcibly occupied "concessions"
and gained special commercial privileges. Hong Kong
was ceded to Britain in 1842 under the Treaty of Nanjing.
In addition, the Paiping rebellion and Nian rebellions,
along with a Russian-supported Muslim separatist movements
in Mongolia and Muslim Xinjiang, drained Chinese resources
and almost toppled the dynasty.
China was not a backward country unable to secure the
prerequisite stability and security for western-style
commerce, but a highly advanced empire unwilling to
admit western and often drug-pushing commerce, which
may explain the West's contentment with informal "Spheres
of Influences". China, unlike tropical Africa,
was a securable market without formal control. Following
the First Opium War, British commerce, and later capital
invested by other newly industrializing powers, was
securable with a smaller degree of formal control than
in Southeast Asia, West Africa, and the Pacific. In
many respects, China was a colony and a large-scale
receptacle of Western capital investments. Western powers
did intervene militarily to quell domestic chaos, such
as the horrific Taiping Rebellion and the anti-imperialist
Boxer Rebellion. For instance, General Gordon, later
killed in the siege of Khartoum, was often credited
with having saved the Manchu dynasty from the Taiping
insurrection.
By the 1860s, the Qing dynasty had put down the rebellions
with the help of militia organized by the Chinese gentry.
The Qing dynasty then proceeded to deal with problem
of modernization, which it attempted with the Self-Strengthening
Movement. However, the Empress Dowager, with the help
of conservatives, initiated a military coup, effectively
removed the young Emperor from power, and overturned
most of the more radical reforms. Official corruption
and cynicism made most of the military reforms useless.
Some of China's new battleships did not even have gunpowder,
because the officials in charge had embezzled the maintenance
money. As a result, the Qing's "New Armies"
were soundly defeated in the Sino-French War (1883-1885)
and the Sino-Japanese War (1894-1895).
After the start of the 20th century, the Qing Dynasty
was in shambles. Corruption was rampant, population
growth and cheap western imports had impoverished the
people. The Qing court was dominated by Empress Dowager
Cixi, a conservative figure who resisted most efforts
at reform. The death of the reformist Emperor Guangxu,
one day before the death of Cixi (some believe Guangxu
was poisoned by Cixi), effectively destroyed any chance
China had at effective leadership.
The Republic of China
Frustrated by the Qing court's resistance to reform
and by China's weakness, young officials, military officers,
and students¡ªinspired by the revolutionary
ideas of Sun Yat-Sen--began to advocate the overthrow
of the Qing dynasty and creation of a republic. A revolutionary
military uprising, the Wuchang Uprising, Began on October
10, 1911 in Wuhan. The provisional government of the
Republic of China was formed in Nanjing on March 12,
1912 with Sun Yat-Sen as President, but Sun was forced
to turn over power to Yuan Shikai who commanded the
New Army and was Prime Minister under the Qing government,
as part of the agreement to let the Last Qing Monarch
. Yuan Shikai proceeded in the next few years to abolish
the national and provincial assemblies and declared
himself emperor in 1915. Yuan's imperial ambitions were
fiercely opposed by his subordinates and faced with
the prospect of rebellion. Yuan broke down and died
shortly after in 1916, leaving a power vacuum in China.
His death left the republican government all but shattered,
ushering in the era of the "Warlords" during
which China was ruled and ravaged by shifting coalitions
of competing provincial military leaders.
A little noticed event (outside of China) in 1919 would
have long term repercussions for the rest of Chinese
history in the 20th century. This was the May Fourth
Movement. The discrediting of liberal Western philosophy
amongst Chinese intellectuals was followed by the adoptation
of more radical lines of thought. This in turn planted
the seeds for the irreconcilable conflict between the
left and right in China that would dominate Chinese
history for the rest of the century.
In the 1920s, Sun Yat-Sen established a revolutionary
base in south China and set out to unite the fragmented
nation. With Soviet assistance, he entered into an alliance
with the fledgling Communist Party of China (CPC). After
Sun's death in 1925, one of his prot¨¦g¨¦s,
Chiang Kai-shek, seized control of the Kuomintang (Nationalist
Party of KMT) and succeeded in bringing most of south
and central China under its rule in a military campaign
known as the Northern Expedition. Having defeated the
warlords in south and central China by military force,
Chiang was able to secure the nominal allegiance of
the warlords in the North. In 1927, Chiang turned on
the CPC and relentlessly chased the CPC armies and its
leaders out of their bases in southern and eastern China.
In 1934, driven out of their mountain bases (as the
Chinese Soviet Republic), the CPC forces embarked on
the Long March across China's most desolate terrain
to the northwest, where they established a guerrilla
base at Yan'an in Shaanxi Province.
During the Long March, the communists reorganized under
a new leader, Mao Zedong (Mao Tse-tung). The bitter
struggle between the KMT and the CPC continued openly
or clandestinely through the 14-year long Japanese invasion
(1931-1945), even though the two parties nominally formed
a united front to oppose the Japanese invaders in 1937,
during the Sino-Japanese War (1937-1945) portion of
World War II. The war between the two parties resumed
after the Japanese defeat in 1945. By 1949, the CPC
occupied most of the country.
Chiang Kai-shek fled with the remnants of his government
and military forces to Tai8wan, where he proclaimed
Taipei to be the Republic of China's "provisional
capital" and vowed to reconquer the Chinese mainland.
With the proclamation of the People's Republic of China
on October 1, 1949. China was divided yet again, into
the PRC on the mainland and the ROC on Taiwan and several
outlying islands of Fujian, with two governments, each
of which regarded itself as the one true Chinese government
and denounced the other as illegitimate. This remained
true until the early 1990s when political changes on
Taiwan led the ROC to cease actively portraying itself
as the sole Chinese government.
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